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Trade Based Financial Crime Compliance

Regular price $ 129.00 USD
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  • An understanding of the impact of compliance regulations on trade
  • Ways to meet requirements imposed by regulations
  • A detailed introduction to trade and trade products and how international trade finance works.
  • An understanding of the various sources that comprise various financial crime compliance regimes, including governments, inter-governmental bodies, non-governmental bodies.
  • Examination of the difficulty of operating in two or more distinct and conflicting regimes.
  • Best practices for exercising due diligence in trade transactions.
  • In-depth discussion of the specific types of trade based financial crimes and how financial institutions can identify and prevent their occurrence, specifically: money laundering, terrorism financing, sanctions violations, proliferation of weapons of mass destruction, bribery, commercial fraud, and violation of anti-boycott provisions.
  • How to create a compliance programme that bridges the work of trade operations personnel as well as the risk and compliance team, along with upper management.

Part I: Trade Based Financial Crime Compliance

Chapter 1: Introduction to Trade Based Financial Crime Compliance

Chapter 2: Trade

Chapter 3: Financial Crime Regulation

Chapter 4: The Compliance Programme

Chapter 5: Exercising Due Diligence

Chapter 6: Indicators of Trade Based Financial Crimes

Part II: Combating Financial Crimes

Chapter 7: Anti Money Laundering (AML)

Chapter 8: Countering the Financing of Terrorism 

Chapter 9:  Sanctions

Chapter 10: Weapons of Mass Destruction

Chapter 11: Anti Bribery and Anti Corruption

Chapter 12: Commercial Fraud

Chapter 13: Anti Boycott

This book was written, in part, to serve as the learning materials for the Certification in Trade Finance Compliance (CTFC), a certification administered by the London Institute of Banking & Finance (LIBF) designed to educate and test the knowledge of practitioners and ensure that they possess the tools necessary to combat trade based financial crimes and meet the requirements imposed by law, regulation, and bank policy.

Register here for the CTFC


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